Key Documents Needed

Documents needed for Financial Plan- Check List

CASH FLOW

• Pay Checks
• Bank Statements – Checking and Savings
• One recent Credit Report – (Download for free at www.annualcreditreport.com)
• Mortgage Statement
• List of Expenses

RETIREMENT

• Retirement Plan Statements
• Retirement Plan Investment Choices
• Retirement Defined Benefit Plan Decription
• Social Security Statements (down load from www.socialsecurity.gov)

INSURANCE

• Employment Benefits Overview and details
• Options and Restricted Stock Units Program
• Disability Insurance Policy (Group and/or Individual)
• Life Insurance Policy (Group and/or Individual)
• LTC Policy
• Home/Renters Policy
• Auto Insurance Policy

TAXES

• 1-2 years of tax returns

ESTATE PLANNING

• Will & Trust Documents (each)
• Health care proxy – Living will

INVESTMENTS

• Brokerage Statements
• IRA and Roth IRA Statements
• Annuity Statements